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Investment Executive
13 小时
FINRA sanctions custody firm
The U.S. Financial Industry Regulatory Authority (FINRA) is sanctioning the clearing firm behind an earlier enforcement ...
Investment Executive
18 小时
Recent ramp-up in loan-loss provisions could peak this year
James Black of Beutel Goodman Investment Counsel says the Canadian financial sector is cautiously optimistic about 2025 ...
Investment Executive
18 小时
U.S. job openings fall to 7.6 million in December
Openings fell to 7.6 million, from 8.2 million in November, the U.S. Labor Department reported Tuesday. They were down from 8 ...
Investment Executive
15 小时
Building Trust, the Right Way at WFG
Head of Compliance for WFGIAC April Stadnek shares her perspective on the growing need for financial protection among ...
Investment Executive
18 小时
Insolvencies rose 12.1% in 2024, led by business filings
Insolvency filings in the fourth quarter of 2024 rose 5.2% year-over-year to more than 35,000. The increase was led by ...
Investment Executive
15 小时
CFTC revamps enforcement division
The U.S. Commodity Futures Trading Commission (CFTC) is reshuffling its approach to enforcement, and consolidating the ...
Investment Executive
21 小时
Trump wrong, U.S. banks can and do operate in Canada: association and professor
Laurence Booth at the Rotman School of Management at the University of Toronto said Trump was mistaken when it came to ...
Investment Executive
17 小时
8 ways to wow your clients in 2025
Send periodic communications between client meetings. Offer webinars to drive engagement. Invite clients to ask questions ...
Investment Executive
13 小时
U.S. tariffs remind Canada to diversify global trade
After U.S. President Donald Trump threatened a 25% tariff on Canadian goods and a 10% tariff on Canadian energy, Prime ...
Investment Executive
22 小时
China counters with tariffs on U.S. products. It will also investigate Google
China announced retaliatory tariffs on select American imports and an anti-trust investigation into Google on Tuesday, just ...
Investment Executive
19 小时
AI can speed up uncontested probate applications: lawyers
Courts could use artificial intelligence (AI) to speed up probate and uncontested divorce applications, lawyers say. The ...
Investment Executive
22 小时
Despite tariff pause, uncertainty hangs over Canadian economy
Uncertainty still hangs over the Canadian economy despite U.S. President Donald Trump announcing a 30-day pause in tariffs ...
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