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Compliance Week
2 小时
Ex-nursing home operator who defrauded Medicaid sentenced to 12 years in prision
The former operator of a Massachusetts homecare agency was sentenced to 12 years in prison for defrauding Medicaid of more ...
Compliance Week
3 小时
CPSC fines Google-owned Fitbit $12M for failing to report smartwatch burn hazard
The U.S. Consumer Product Safety Commission ordered Google-owned Fitbit to pay more than $12 million and comply with certain ...
Compliance Week
9 小时
CW accepting nominations for 2025 ‘Excellence in Compliance Awards’
Nominations are open for Compliance Week's sixth annual "Excellence in Compliance Awards," with a deadline of Feb. 14 ...
Compliance Week
1 天
Experts say DORA compliance not coming easy as more firms pass buck to IT providers
New rules have come into effect across the European Union to promote better cybersecurity and IT resilience across the ...
Compliance Week
2 天
SEC charges against CCO in penny stock scheme raise question about gatekeeper liability
A recent complaint by the Securities and Exchange Commission against the chief compliance officer of a Chicago-based ...
Compliance Week
2 天
Trump gives TikTok 75-day reprieve after ban goes into effect
President Donald Trump signed an executive order Monday delaying the Department of Justice (DOJ) from enforcing the ...
Compliance Week
2 天
Wedgewood appoints CCO, GC
Wedgewood, the largest veterinary compounding pharmacy and a trusted provider of online pharmacy services, announced the ...
Compliance Week
3 天
SEC fines LPL Financial $18M for failed due diligence on new, high-risk accounts
Broker-dealer LPL Financial will pay $18 million to settle charges by the Securities and Exchange Commission that its ...
Compliance Week
3 天
SEC fines Wells Fargo $35M, Merrill Lynch $25M over improper cash sweeps
Wells Fargo and Merrill Lynch will pay $35 million and $25 million, respectively, to settle allegations by the Securities and ...
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